Our client is a national IFA brand with around 50 advisers located across the UK, they are currently recruiting for a Training and Competence Supervisor for the North of England and so are ideally hoping to finds a suitable candidate in the North West area. This is a field based role.
- The role is to deliver high quality regulatory oversight, support and guidance to their advising partners. To advocate the firms charter and overall service proposition and to embed the principles of Treating Customers Fairly in all dealings with Advising Partners and the firm.
- To consult with Senior Management and facilitate resolution of any regulatory or any other business related issues.
- Strive to maintain the professional safety of the firm through successful discharge of supervisory responsibilities
- Undertake regulated supervision visits to Advising Partners in line with the T&C Scheme and ensure that the content of the visit is appropriate with scheme requirements (e.g. internal and regulatory standards, risks assessments, supervision etc).
The role would suit an experienced T & C Supervisor or an experienced Compliance Officer.
The successful candidate will be Level 4 Qualified as a minimum and have at least 5 years experience working within an IFA environment.
Full job description available on request, please apply today for more information.